What Documents Do I Need To Open A Stock Trading Account?

An individual holding a A share account must hold the original identity card and attach a copy of his identity card to the registration form. If the principal is responsible for the agency, he must produce the original identity card of the trustee at the same time. It should be noted that the same identity card can not be re opened on the same exchange. The identity card which is altered, forged and cut is regarded as invalid. For the ID card with ambiguous numbers and characters, the certificate registration company has the right to require the certificate to be issued by the certificate authority at the same time.

When a company opens a A share account, it must produce the original and photocopy of the business license, including the certificate of the legal person, the letter of attorney of the legal person, the identity card of the person in charge and the photocopy of the identity card.

Like a personal A share account, a legal person A share account can not repeat accounts in the agreed exchange.

The stock account of the Shanghai securities exchange is centralized and unified managed by the securities registration companies affiliated to the exchange, and the specific account opening procedures can be entrusted to the relevant institutions in the locality.

For example, shareholders in Guangzhou can handle shareholders' cards in Luzhou City in the Southern Securities Registration Company.

In the Shenzhen securities exchange, it is also necessary to provide the specified bank passbook, the deposit passbook passbook of the people's Bank of China, ICBC, China Construction Bank or agricultural bank.

The local account opening work in Shenzhen is managed by the Shenzhen securities registration company.

Foreign investors can go to the local securities registries for account opening procedures.

For example, the shareholders of Guangzhou can handle the card holders of Shenzhen Stock Exchange in the Southern Securities Registration Company.

What conditions do we need to set up shareholder cards?

According to the relevant regulations of the state, the following personnel shall not handle shareholder cards:

I. persons in charge of securities business in the securities authority.

Two. Managers of securities exchanges.

Three. Personnel in securities business institutions who are directly related to stock issue or paction.

Four. A staff member who has direct administrative subordination or management relationship with the issuer.

Five. Other insiders who are related to stock issuance or trading.

Six. Minors or persons with no capacity and persons without identity cards issued by public security organs.

Seven. In violation of the securities laws and regulations, the competent authority has decided to suspend its securities trading and the deadline is not yet full.

Eight. Other regulations stipulate that persons who do not own or participate in securities pactions.

In addition, in accordance with the relevant provisions, it is forbidden to open accounts for a long time, that is, a person can only open a shareholder card on the same stock exchange.

3. how to open shareholder card?

After filling in the application form according to the requirements of the registration company, the operator enters the basic data of the customer into the computer trading system, establishes the customer file according to the system serial number, and finally sends the card account card, which is marked with this sort number, commonly known as the shareholder card to the customer.

The internal employee stock holder opens a shareholder card. When the stock issue is issued, the issuing company will submit to the registration company the shareholder's own account information, and then register the company's centralized computer input and print the ownership holding card to the issuer company, and the issuer company will pay the investor himself.

How to handle account opening procedures?

The application of the certificate account card means that the applicant has already issued a sales order in any of the country's securities business departments (hereinafter referred to as the securities dealer or the Securities Department).

Before issuing a sales order, it is necessary to establish a relationship between the principal and the agent and the stock exchange with the securities department.

A stock investor (or short stock holder) must open a margin account in the securities department, which represents only the shareholders themselves, and no one can not operate the account without authorization by the shareholders themselves.

The specific steps are as follows:

First, go to the industrial and commercial bank, the construction bank or the Agricultural Bank of China (which banks should follow the regulations of the Securities Department) and open a current passbook (the original one can be opened without a new one, take the original passbook), and deposit some RMB as a deposit for the opening of the trading account in the securities department.

2. Bring my ID card (if entrusting another person to do so, the agent should bring his own ID card), the card account card and the current passbook to his favorite securities department.

(3). Signed a three copy of the bank three party depository agreement with the securities and securities department.

The securities and exchange department issue cards to investors' trading accounts.

Fill in the security deposit and pfer it to the certificate, pfer a certain amount of deposit from the current passbook to your trading account, and retrieve the passbook.

If you want to place a telephone order, you should generally deposit more than tens of thousands of yuan into your trading account.

If we turn over hundreds of thousands of deposits, we can enter the large department of the securities department and enjoy personal space.

The amount of money pferred to a security deposit depends on the specific securities department.

When these procedures are completed, they will be able to use the guarantee money to speculate in stocks.

In addition to using bank passbook pfer and telephone pfer, investors can also use cash and cheque to pfer accounts.

Similarly, there are more centralized ways of pferring margin, namely cash, bank pfer (current passbook, check) and telephone pfer.

If the electricity is to be extracted, the securities department must be notified in advance to prepare for it.